Below you will find the current summary data and graphics from the VA 2023 General Election Daily Absentee List files. We pull the DAL file everyday and track the count of each specific ballot category in each daily file.
Note: Page may take a moment to load the graphics objects.
Place your cursor over the series name in the legend at right to see the series highlighted in the graphic. Place your cursor over a specific data point to see that data points value.
The logarithmic plot is the same underlying data as the linear scale plot, except with a logarithmic y-scale (+1) in order to be able to compress the dynamic range and see the shape of all of the data curves in a single graphic. With this scaling a value of 1 on the plots equates to 1 ballot, a value of 2 on the plot equates to 10 ballots, a value of 3 on the plot equates to 100 ballots, a value of 4 on the plot equates to 1000 ballots, etc. Place your cursor over the series name in the legend at right to see the series highlighted in the graphic. Place your cursor over a specific data point to see that data points value. To compute the actual number of ballots using this scaling, take the value v from the plot and apply the formula f(v)=10^(v-1) … or you can just read off the exact value from the table below! 🙂
The underlying data for the graphics above is provided in the summary data table.
Data column descriptions:
“ISSUED” := Number of DAL file records where BALLOT_STATUS= “ISSUED”
“NOT_ISSUED” := Number of DAL file records where BALLOT_STATUS= “NOT ISSUED”
“PROVISIONAL” := Number of DAL file records where BALLOT_STATUS= “PROVISIONAL” and APP_STATUS=”APPROVED”
“DELETED” := Number of DAL file records where BALLOT_STATUS= “DELETED”
“MARKED” := Number of DAL file records where BALLOT_STATUS= “MARKED” and APP_STATUS=”APPROVED”
“ON_MACHINE” := Number of DAL file records where BALLOT_STATUS= “ON_MACHINE” and APP_STATUS=”APPROVED”
“PRE_PROCESSED” := Number of DAL file records where BALLOT_STATUS= “PRE-PROCESSED” and APP_STATUS=”APPROVED”
“FWAB” := Number of DAL file records where BALLOT_STATUS= “FWAB” and APP_STATUS=”APPROVED”
“MAIL_IN” := The sum of “MARKED” + “PRE_PROCESSED”
“COUNTABLE” := The sum of “PROVISIONAL” + “MARKED” + “PRE_PROCESSED” + “ON_MACHINE” + “FWAB”
“MILITARY” := Number of DAL file records where VOTER_TYPE= “MILITARY”
“OVERSEAS” := Number of DAL file records where VOTER_TYPE= “OVERSEAS”
“TEMPORARY” := Number of DAL file records where VOTER_TYPE= “TEMPORARY”
“MILITARY_COUNTABLE” := Number of DAL file records where VOTER_TYPE= “MILITARY” and where COUNTABLE is True
“OVERSEAS_COUNTABLE” := Number of DAL file records where VOTER_TYPE= “OVERSEAS” and where COUNTABLE is True
“TEMPORARY_COUNTABLE” := Number of DAL file records where VOTER_TYPE= “TEMPORARY” and where COUNTABLE is True
Editorial Note:
When we first started receiving DAL data files on Sept-14-2023 after our purchase from ELECT, we noticed that there were a dozen or so records that were marked as being in a countable state, including records that should correspond to In-Person-Early votes. This is problematic as in person early voting facilities were not opened until Sept-22-2023. We respectfully raised this issue with the dept of elections and they acknowledged the error and directed registrars to correct the issues before the official start of early voting. (This can be observed in the logarithmic plot with the Overseas_Countable, On-Machine, Provisional, and Pre-Processed counts being reset to 0 on 9-21-2023.) We’d like to take a moment to thank the folks at ELECT and the registrars for listening to our concerns and correcting these errors before the start of early voting. Credit where credit is due.
All data purchased by Electoral Process Education Corp. (EPEC) from the VA Dept of Elections (ELECT). All processing performed by EPEC.
If you like the work that EPEC is doing, please support us with a donation.
After reading through the press release we decided to independently try to verify the claims in the release. Note that an analysis like this has been on our list of things-to-do, but there are only so many hours in the day! The fact this press release was issued gave us a well deserved prod to complete this analysis.
EPEC has purchased the entire statewide registered voter list data from the VA Department of Elections (ELECT) and has current records as of 2023-08-01. Eligible parties can purchase data from ELECT via their website here.
The necessary data from the US Census office can be downloaded here and included the estimates of the eligible voting age citizens in each county. From the documentation on the census site, the “cvap_est” field in the census data represents “The rounded estimate of the total number of United States citizens 18 years of age or older for that geographic area and group.”
It is therefore a straightforward process to accumulate the number of registrant records in each county, as well as accumulating the number of eligible voting age citizens and compute the registration percent “REG_PCT” as (# Registered / # Eligible * 100). The below table has the results of this direct computation for each county.
The results are only slightly different than the results presented by Honest Elections Project, but still show significant issues with 38 counties being over 100%.
Adjusting for population growth since 2020 census
As the census redistricting data is circa 2020, and the eligible voter data was estimated for 2021, we can attempt to account for population shifts since the 2020 census data was collected and the voter eligibility data was computed. The US Census bureau also makes available the estimates of population growth by county year-over-year since the date of the last census here, which we can use to find the recent rates of growth or decline for each county. We can then use these rates to adjust the number of eligible voter estimates to scale with the most recent rates of population change. This is admittedly an approximation and assumes a linear relationship, but it is arguably better than taking the 2020 census and 2021 eligible voter estimates and applying them directly to the latest (2023) RVL.
The REG_PCT_ADJ column in the table below represents this adjusted estimate.
Active vs inactive registrations
An additional consideration that can be made with this data, is to attempt to consider only “Active” voter registrations vs registrations with any status assigned. Note that “Inactive” voter registrations can be immediately returned to “Active” status by simply having any type of interaction with the department of elections (or through DMV, etc), and the registrant will then be allowed to vote. Because of this easy ability to change “Inactive” records to “Active”, it is most appropriate (IMO) to include them in this analysis. However, for completeness, and in order to bound the scope of the issue, the corresponding REG_PCT_ACTIVE and REG_PCT_ADJ_ACTIVE columns have also been computed which only consider “Active” voters.
Results
Even the most forgiving analysis we could compute with the official data from US Census and VA ELECT, which only considers active voters and attempts to adjust for population change since the census, still results in multiple (6) counties in VA having more than 100% registered voters than eligible voters, and many counties that had over 90%.
The most appropriate metric to consider, in my opinion, is the Adjusted and either Active or Inactive status results, as inactive status registrations can still be converted to active status and voted. There were 36 localities with over 100% in this category and 59 between 90% and 100%. There are 133 voting localities in total in VA.
The summary tabulated data and graphics for each of the methods of analyzing the data is presented below.
Below is an analysis of the VA statewide voter completion rate for absentee ballots compiled from the 2022 General Election Daily Absentee List (DAL) file downloaded from the VA Dept of Elections (“ELECT”) on 2022-11-15 17:46:21.
The DAL file records the transactions of all absentee ballots during the early voting period in VA elections. It includes records for both mail-in and in-person early voting transactions. It does not record the the actual values of the voted ballots, but the “fact-of” a registered voters checking in to an early voting site, or mailing their ballot application or completed ballot to the registrar, etc. The DAL record is published daily over the course of the early voting period and the file is cumulative.
For the purposes of this analysis a “Completed” ballot is a ballot that has been recorded in the DAL file as reaching a state in which the ballot can be considered to be tabulate-able. A “Completed” ballot must have its “APP_STATUS” field set to “Approved” AND have the “BALLOT_STATUS” field set to (“FWAB” OR “Marked” OR “On Machine” OR “Pre-Processed”).
The “VOTER_TYPE” field was used to separate records into “Military”, “Overseas” or “Temporary(Federal-Only Ballot)” and the ballot completion rate was computed for each sub-category, as well as overall.
All Absentee Voters
Avg Transactions Per Voter
1.03
Avg Completion Rate Per Voter
91.95%
Num Of Unique Voters
1,057,268
Military Voters (VOTER_TYPE==”Military”)
Avg Transactions Per Voter
1.08
Avg Completion Rate Per Voter
78.60%
Num Of Unique Voters
9,346
Overseas Voters (VOTER_TYPE==”Overseas”)
Avg Transactions Per Voter
1.17
Avg Completion Rate Per Voter
63.63%
Num Of Unique Voters
7,052
Temporary Federal Voters (VOTER_TYPE==”Temporary(Federal-Only Ballot)”
Avg Transactions Per Voter
1.21
Avg Completion Rate Per Voter
61.14%
Num Of Unique Voters
1,539
Discussion:
The data above shows that there is a distinct statistical discrepancy in the ability of Military, Overseas, or Temporary Federal Workers to complete their absentee ballots in comparison to standard ballots. These categories of voters are specifically reliant on the Mail-In absentee ballot process, and are demonstrably not having the same ability to have their votes cast and counted as is provided to standard absentee voters.
This discrepancy might be due to any number of potential reasons or mechanisms, which cannot be determined from the DAL data as provided by ELECT. The discrepancy demonstrably exists, though, and it should be investigated and remedied by legislators and officials in order to remedy the comparative disenfranchisement of specific classes of VA voters..
I will note for completeness that the first discovery and observation of this discrepancy was due to the diligent work of a fellow EPEC board member. I independently validated his results and created the scripts to process the data on a statewide basis to produce these tables. As always I am happy to provide the raw data, scripts and results to interested parties that are capable of receiving and handling VA election data according to VA law and the policies of ELECT. Interested parties can contact us to request more information.
One thing that I have been asked about repeatedly is if there is any sort of patterns in the assignment of voter ID numbers in the VA data. Specifically, I’ve been asked repeatedly if I’ve found any similar pattern to what AuditNY has found in the NY data. It’s not something that I have looked at in depth previously due mostly to lack of time, and because VA is setup very differently than NY, so a direct comparison or attempt to replicate the AuditNY findings in VA isn’t as straightforward as one would hope.
The NY data uses a different Voter ID number for counties vs at the state level, which is the “Rosetta Stone” that was needed for the NY team to understand the algorithms that were used to assign voter ID numbers, and in turn discover some very (ahem) “interesting” patterns in the data. VA doesn’t have such a system and only uses a single voter ID number throughout the state and local jurisdictions.
Well … while my other machine is busy crunching on the string distance computations, I figured I’d take a crack at looking at the distribution of the Voter ID numbers in the VA Registered Voter List (RVL) and just see what I find.
To start with, here is a simple scatter plot of the Voter ID numbers vs the Registration date for each record in the 2023-07-01 RVL. From the zoomed out plot it is readily apparent that there must have been a change in the algorithm that was used to assign voter identification numbers sometime around 2007, which coincides nicely with the introduction of the current Virginia Election and Registration Information System (VERIS) system.
From a high level, it appears that the previous assignment algorithm broke the universe of possible ID numbers up into discrete ranges and assigned IDs within those ranges, but favoring the bottom of each range. This would be a logical explanation for the banded structure we see pre-2007. The new assignment algorithm post-2007 looks to be using a much more randomized approach. Nothing strange about that. As computing systems have gotten better and security has become more of a concern over the years there have been many systems that migrated to more randomized assignments of identification numbers.
Looking at a zoomed in block of the post-2007 “randomized” ID assignments we can see some of the normal variability that we would expect to see in the election cycles. We see that we have a high density of new assignments around November of 2016 and 2020, with a low density section of assignments correlated to the COVID-19 lockdowns. There are short periods where it looks like there were lulls in the assignment of voter ID’s, these are perhaps due to holidays or maintenance periods, or related to the legal requirements to “freeze” the voter rolls 30 days before any election (primaries, runoffs, etc). Note that VA now has same day voter registration as of the laws passed by the previous democratic super-majority that went into affect in 2022, so going forward we would likely see these “blackout periods” be significantly reduced.
We can see more clearly the banded assignment structure of the pre-2007 entries by zooming in on a smaller section of the plot, as shown below. It’s harder to make out in this banded structure, but we still see similar patterns of density changes presumably due to the natural election cycles, holidays, maintenance periods, legally required registration lockouts periods, etc. We can also see the “bucketing” of ID numbers into distinct bands, with the bias of numbers filling the lower section of each band.
All of that looks unremarkable and seems to make sense to me … however … if we zoom into the Voter ID address range of around [900,000,000 to 920,000,000] we do see something that catches my curiosity. We see the existence of the same banded structure as above between 900,000,000 and 915,000,000 AND pre-2007, but there is another band of assignments super-imposed on the entire date range of the RVL. This band does not seem to be affected by the introduction of the VERIS system (presumably), which is very interesting. There is also what looks like to be a vertical high-density band between 2007 and 2010 that extends along the entire vertical axis, but we only see it once we zoom in to the VERIS transition period.
The horizontal band that extends across all date ranges only exists in the [~915,000,000 to ~920,000,000] ID range. It trails off in density pre ~1993, but it exists throughout the full registration date range. I will note that the “Motor Voter” National Voter Registration Act (NVRA) was implemented in 1993, so perhaps these are a reserved universe block for DMV (or other externally provided) registrations? (That’s a guess, but an educated one.)
A plausible explanation I can imagine for the distinct high density band between 2007-2010 is that this might be related to how the VERIS system was implemented and brought into service, and there was some sort of update around 2010 that made correction to its internal algorithms. (But that is just a guess.) That still wouldn’t entirely explain the huge change in the density of new registrants added to the rolls.
Another, or additional, explanation might be that when VERIS came online there were a number of registrants that had their Voter ID number regenerated and/or their registration date field updated as part of the rollout of the new VERIS software. Meaning that while VERIS was coming online and handling the normal amount of new real registrations, it was also moving/updating a large number of historic registrations, which would account for the higher density as VERIS became the system of record. That seems to be a poor systems administration and design choice, in my opinion, as it makes inaccurate those moved registrant records by giving them a false registration date. However, if that was the case, and VERIS was resetting registration dates as it ingested voter records into its databases, why do we see any records with pre-2007 registration dates at all? (This is again, merely an educated guess on my part, so take with a grain of salt.)
Incorporating the identification of cloned registrations
In attempting to incorporate some of my early results on the most recent RVL data doing duplicate record identification (technically they are “cloned” records, as “duplicates” would have the same voter ID numbers. This was pointed out to me a few days ago.) on this dataset, I did a scatter plot of only those records that had an identified exact match of (FullName +DOB) to other records in the dataset, but with unique Voter ID numbers. The scatter plot of those records is shown below, and we can see that there is a distinct ~horizontal cluster of records that aligns with the 915M – 920M ID band and pre-2007. In the post-2007 block we see the cloned records do not seem to be totally randomly distributed, but have a bias towards the lower right of the graph.
Superimposing the two plots produces the following, with the red indicating the records with identified Full Name + DOB string matches.
Zooming in to take a closer look at the 915M-920M band again, gives the following:
It is curious that there seems to be an alignment of the exact Full Name + DOB matching records with the 915M-920M, pre-2007 ID band. Post-2007 the exact cloned matches have a less structured distribution throughout the data, but they do seem to cluster around the lower right.
If the cloned records were simply due to random data entry errors, etc. I would expect to see sporadic red datapoints distributed “salt-n-pepper” style throughout the entirety of the area covered by the blue data. There might be some argument to be made for there being a bias of more of the red data points to the right side of the plot, as officials have not yet had time to “catch” or “clean-up” erroneous entries, but there is little reason to have linear features, or to have a bias for lower ID numbers in the vertical axis.
I am continuing to investigate this data, but as of right now all I can tell you is that … yes, there does seem to be interesting patterns in the way Voter IDs are assigned in VA, especially with records that have already been found and flagged to be problematic (clones).
Below are the preliminary results from performing exact (string distance of 0) duplicate record checks on the 2023-07-01 VA Registered Voter List information. Note that these are the numbers of ordered matches discovered, not the number of individual unique registrants. Each count represents two different registration records, with unique voter IDs, that match the given criteria. Match pairs are directional, in that a pair (A,B) is counted separately from the pair (B, A). Matches are grouped into this table according to the LOCALITY_NAME of the first element of the identified pair. Some pairs can have different locality information, except for in the strictest case (3rd column), so a match might be counted in one locality while its mirror is counted in the other.
The first data column of the table below is equivalent to the criteria used by the MOU between the VA Department of Elections (ELECT) and the Department of Motor Vehicles (DMV), as discussed and documented in a previous post. There were 5,290 matches for this criteria across the state.
The second data column below is based on a match of the registrants Full Name and Day+Month+Year of birth information, but NOT the registrants listed address information. There were 1,200 matches for this criteria across the state.
The third data column is the strictest match criteria and includes the Gender and Address of the registrant. There were 208 matches for this criteria across the state.
I am only considering Active registrations in the table below. I previously computed similar statistics using the previous purchased 2022-11-23 RVL, I have not yet done a comparison of the two datasets, but will do so once I complete the string distance processing on this latest set.
Row Labels
Sum of Exact Same First+Last+Dob
Sum of Exact Same First+Middle+Last+Sfx+DOB
Sum of Exact Same First+Middle+Last+Sfx+Gender+Address+DOB
EPEC has purchased and downloaded the full statewide VA Registered Voter List (RVL), the full Voter History List (VHL) and the Monthly Update Subscription (MUS) to the voter list as of 2023-06-30. These files are provided by ELECT as comma-separated-value files, but contain numerous idiosyncrasies, formatting issues and errors.
We combined the MUS information with our baseline list to create a new Statewide voter list record incorporating all of the relevant changes. As we had just downloaded our baseline list only the day before we received the MUS, there were a number of entries in the MUS that had already been incorporated into our baseline dataset, however there were a few significant deletions / adds / modifications.
The updated RVL and VHL is currently being processed using the following methods, among others:
The Statewide RVL and VHL are being split into smaller data files organized by LOCALITY_NAME, LOCALITY_PRECINCT_NAME, CONG_CODE_VALUE, STHOUSE_CODE_VALUE, STSENATE_CODE_VALUE, and CITY
The data has been standardized and normalized to remove whitespace errors, all fields have been converted to upper case, observed field name issues have been corrected, and missing fields in the VHL have been added.
The VHL does not contain “LOCALITY_NAME” or “PRECINCT_NAME” fields, but does reference each by code value. The missing fields have been added into the VHL after correlating with the RVL data in order to endure commonality between the datasets, and to allow for splitting into the folder structure defined above.
The formatting for precinct names in the RVL is inconsistent in its use of spaces and dashes between the precinct code and name. This has been standardized to be the ” – ” separator.
The inconsistent use of the ampersand symbol (“&”) in county names, such as “KING & QUEEN COUNTY”, has been standardized to always use the word “AND” instead.
etc. We will continue to update these standardizations and error checks as we discover new issues.
The primary and mailing addresses from the RVL have been fed as input to an NCOA processing system (truencoa.com) and the resultant reports have been collated for each grouping as listed above.
The RVL fields have also been collated against version 13 of the US Dept of Transportation’s National Address Database and the RVL entries have been augmented with the information regarding whether a match was found or not, as well as the type of match. Our best attempt has been made to match addresses to the RVL entries, but there are still inconsistencies and mis-spellings in both the NAD and RVL data that we are continuing to work to identify and improve.
Prior to matching to the NAD listings the RVL primary and mailing addresses are normalized and standardized according to the US Post Offices published list of common street suffix abbreviations.
Initial matches are attempted based on a Strict match to either the Primary or Mailing address
Subsequent matches use iterative relaxing of various criteria, such as ignoring the street suffix, or flipping the position of the street direction indicator. We have denoted the USDOT_MATCH_TYPE in the augmented RVL dataset to allow filtering on these different matching criteria.
EPEC is working to make this value-added data available for those entities that are authorized to handle VA election information. Interested parties may contact us for more details.
Previously I posted the computation of potential duplicate records based on string comparisons in the registered voter list. As a follow up to that article, I’ve compiled the statistics of the number of potential pairs for each locality in VA.
I tallied the number of registrant pairs with the reference match criteria defined by the MOU between ELECT and the DMV along with the two highest confidence (most stringent) match criteria that I computed. I also stratified the results by Active registrant records only or either Active or Inactive records. I also stratified by if the pairs crossed a locality boundary or not.
The table below is organized into the following computed columns, and has been sorted in decreasing order according to column 5.
Exactly matching First + Last + DOB, which is equivalent to the MOU between ELECT and DMV.
Exactly matching First + Middle + Last + Suffix + DOB
Exactly matching First + Middle + Last + Suffix + DOB + Gender + Street Address
The same as #1, but filtering for only ACTIVE voter records
The same as #2, but filtering for only ACTIVE voter records
The same as #3, but filtering for only ACTIVE voter records
The same as #1, but filtering for only pairs that cross a locality boundary.
The same as #2, but filtering for only pairs that cross a locality boundary.
The same as #3, but filtering for only pairs that cross a locality boundary.
The same as #4, but filtering for only pairs that cross a locality boundary.
The same as #5, but filtering for only pairs that cross a locality boundary.
The same as #6, but filtering for only pairs that cross a locality boundary.
1
2
3
4
5
6
7
8
9
10
11
12
LOCALITY_NAME
Num Registrant Records
Pct Same First Last Dob
Pct Same Full Name Dob
Pct Same Full Name Dob Address
Pct Same First Last Dob _ Active Only
Pct Same Full Name Dob _ Active Only
Pct Same Full Name Dob Address _ Active Only
Pct Same First Last Dob _ xLoc
Pct Same Full Name Dob _ xLoc
Pct Same Full Name Dob Address _ xLoc
Pct Same First Last Dob _ Active Only _ xLoc
Pct Same Full Name Dob _ Active Only _ xLoc
Pct Same Full Name Dob Address _ Active Only _ xLoc
I previously documented the utilization of the Hamming string distance measure to identify candidate pairs of duplicate registrants in voter lists. While a good first attempt at quantifying the numbers of potential duplicates in the voter rolls, using a hamming distance metric is less than ideal for reasons discussed below and in the previous article. I have since been able to update the processing functions to use a more complete Levenshtein distance (LD) metric, and made some improvements to parsers and other code utilities, etc., but otherwise the the analysis followed the same procedure, and is described below.
Using the 2022-11-23 Registered Voter List (RVL) and the 2023-01-26 Voter History List (VHL) purchased from the VA Department of Elections (ELECT) I wrote up an analysis script to check for potentially duplicated registrant records in the RVL and cross reference duplicate pairings with the VHL to identify potential duplicate votes. The details are summarized below.
Please note that I will not publish voter Personally Identifiable Information (PII) on this blog. I have substituted fictitious PII information for all examples given below, and cryptographically hashed all voter information in the downloadable results file. I will make available the detailed information to those that have the authorization to receive and process voter data upon request (contact us).
Summary of Results:
As a baseline, there were 6,464 records for STATUS=’Active’ registrants that adhered to the definition of a “duplicate” when Social Security Number (SSN) is not available, as defined by the MOU between DMV and ELECT (section 7.3) of having the same First Name + Last Name + Full Date of Birth (DOB). I’ve included a copy of the MOU between the VA DMV and ELECT at the end of this article for reference. It should be noted that most records held by DMV and ELECT have a SSN associated with them (or at least they should). SSN information is not distributed as part of the data purchased from ELECT, however, so this is the appropriate standard baseline for this work.
Upgrading our definition of a potential duplicate to [First + Middle + Last + Suffix + DOB] and using a LevenshteinDistance=0 drops the number of potential duplicates to 1,982, with each identified registrant in a pair having an exactly matching string result and unique voter ID numbers.
According to my derivations and simulations that are described in detail here, we should only expect to see an average of 11 (+/- 3) potential duplicate pairs (a.k.a. “collisions”) at a distance of 0. This is over two orders of magnitude different than what we observe in the compiled results. Such a discrepancy deserves further investigation and verification.
Allowing for a single string difference by setting LevenshteinDistance<=1 increases the pool of potential duplicates to 5,568. While this relaxation of the filter does allow us to find certain issues (described below) it also increases our chances of finding false positives as well. The LD metric results should not be viewed as a final determination, but as simply a useful tool to make an initial pass through the data and find candidate matches that still require further review, verification and validation.
Increasing to LevenshteinDistance<=2 brings the number of potential duplicates up to 32,610. When we increase to LD <= 3 we get an explosion of 183,130 potential duplicates.
Method:
For every entry in the latest RVL, I performed a string distance comparison, based on Levenshtein distance, between every possible pair of strings of (FIRST NAME + MIDDLE NAME + LAST NAME + SUFFIX + FULL DOB). For the ~6M different RVL entries, we therefore need to compute ~3.8 x 10^13 different string comparisons, and each string comparison can require upwards of 75 x 75 individual character comparisons, meaning the total number of character operations is on the order of 202.5 Quadrillion, not including logging and I/O.
A distance of 0 indicates the strings being compared are identical, a distance of 1 indicates that there a single character can be changed, inserted or removed that would convert one string into the other. A distance of 2 indicates that 2 modifications are required, etc.
Example: The string pair of “ALISHA” –> “ALISHIA” has an LD of 1, corresponding to the addition of an “I” before the final “A”.
I aggregated all of the Levenshtein distance pairings that were less than or equal to 3 characters different in order to identify potential (key word) duplicated registrants, and additionally for each pairing looked at the voter history information for each registrant in the pair to determine if there was a potential (again … key word) for multiple ballots to be cast by the same person in any given election. As we allow for more characters to be different, we potentially are including many more likely false positive matches, even if we are catching more true positives.
For example: At a distance of 4 the strings of “Dave Joseph Smith M 10/01/1981” and “Tony Joseph Smith M 10/01/1981” at the same address would produce a potential match, but so would “Davey Joseph Smith M 10/01/1981” and “David Josiph Smith M 10/02/1981”. The first pair is more likely to be a false positive due to twins, while the second is more likely to be due to typo’s, mistakes, or use of nicknames and might warrant further investigation. A much stronger potential match would be something like “David Josiph Smith M 10/01/1981” and “David Joseph Smith M 10/01/1981”, with a distance of 1 at the same address. In an attempt to limit false positives, I have clamped the distance checks to <= 3 in this analysis.
The Levenshtein distance measure is importantly able to identify potential insertions or deletions as well as character changes, which is an improvement over the Hamming distance measure. This is exampled by the following pairing: “David Joseph Smith M 10/01/1981” and “Dave Joseph Smith M 10/01/1981”. The change from “id” to “e” in the first name adds/subtracts a character making the rest of the characters in the remainder of the string shift position. A Levenshtein metric would correctly return a small distance of 2, whereas the hamming distance returns 27.
Note that with the official records obtained from ELECT, and in accordance with the laws of VA, I do not have access to the social security number or drivers license numbers for each registration record, which would help in identifying and discriminating potential duplicate errors vs things like twins, etc. I only have the first name, middle name, last name, suffix, month of birth, day of birth, year of birth, gender, and address information that I can work with. I can therefore only take things so far before someone else (with investigative authority and ability to access those other fields) would need to step in and confirm and validate these findings.
Results:
The summary totals are as follows, with detailed examples.
DMV_ELECT MOU Standard
LD <= 0
LD <= 1
LD <= 2
LD <= 3
Number of Potential Duplicate Registrant Pairs
7,586 (0.12%)
2,472 (0.04%)
6,620 (0.11%)
32,610 (0.53%)
183,130 (2.99%)
Number of Potential Duplicate Registrant Pairs (Active Only)
6,464 (0.11%)
1,982 (0.03%)
5,568 (0.10%)
28,884 (0.50%)
164,302 (2.85%)
Number of Potential Duplicate Ballots
6,362
112
3,576
37,028
236,254
Number of Potential Duplicate Ballots (Active Only)
6,228
110
3,542
36,434
232,394
Examples of Types of Issues Observed:
NOTE THE BELOW INFORMATION HAS HAD THE VOTER PERSONALLY IDENTIFIABLE INFORMATION (“PII”) FICTIONALIZED. WHILE THESE ARE BASED ON REAL DATA TO ILLUSTRATE THE DIFFERENT TYPES OF OBSERVATIONS, THEY DO NOT REPRESENT REAL VOTER INFORMATION.
Example #1: The following set of records has the exact match (distance = 0) of full name and full birthdate (including year), but different address and different voter ID numbers AND there was a vote cast from each of those unique voter ID’s in the 2020 General Election. While it’s remotely possible that two individuals share the exact same name, month, day and year of birth … it is probabilistically unlikely (see here), and should warrant further scrutiny.
Voter Record A:
AMY BETH McVOTER 12/05/1970 F 12345 CITIZEN CT
Voter Record B:
AMY BETH McVOTER 12/05/1970 F 5678 McPUBLIC DR
Example #2: This set of records has a single character different (distance of 1) in their first name, but middle name, last name, birthdate and address are identical AND both records are associated with votes that were cast in the 2020, 2021, and 2022 November General Elections. While it is possible that this is a pair of 23 year old twins (with same middle names) that live together, it at least bears looking into.
Voter Record A:
TAYLOR DAVID VOTER 02/16/2000 M 6543 OVERLOOK AVE NW
Voter Record B:
DAYLOR DAVID VOTER 02/16/2000 M 6543 OVERLOOK AVE NW
Example #3: This set of records has two characters different (distance of 2) in their birthdate, but name and address are identical AND the birth years are too close together for a child/parent relationship, AND both records are associated with votes that were cast in the 2020 and 2022 November General Elections.
Voter Record A:
REGINA DESEREE MACGUFFIN 02/05/1973 F 123 POPE AVE
Voter Record B:
REGINA DESEREE MACGUFFIN 03/07/1973 F 123 POPE AVE
Example #4: This set of records has again a single character different (distance of 1) in the first name (but not the first letter this time) and the last name, birthdate and address are identical. There were also multiple votes cast in the 2019 and 2022 November General from these registrants.
Voter Record A:
EDGARD JOHNSON 10/19/1981 M 5498 PAGELAND BLVD
Voter Record B:
EDUARD JOHNSON 10/19/1981 M 5498 PAGELAND BLVD
Example #5: This set of records has two characters different (distance of 2) in the first and middle names and the last name, birthdate, gender and address are identical. There were also multiple votes cast in the 2021 and 2022 November General from these registrants. Again it is possible that these records represent a set of twins given the information that ELECT provides.
Voter Record A:
ALANA JAVETTE THOMPSON 01/01/2003 F 123 CHARITY LN
Voter Record B:
ALAYA YAVETTE THOMPSON 01/01/2003 F 123 CHARITY LN
Example #6: The following set of records has the exact match (Distance = 0) of full name and full birthdate (including year), and same address but different voter ID numbers. There was no duplicated votes in the same election detected between the two ID numbers.
Voter Record A:
JAMES TIBERIUS KIRK 03/22/2223 M 1701 Enterprise Bridge
Voter Record B:
JAMES TIBERIUS KIRK 03/22/2223 M 1701 Enterprise Bridge
Example #7: The following set of records has the exact match (distance = 0) of full name and full birthdate (including year), same address but different gender and voter ID numbers. There was no duplicated votes in the same election detected between the two ID numbers.
Voter Record A:
MAXWELL QUAID CLINGER 11/03/2004 M 4077 MASH DR
Voter Record B:
MAXWELL QUAID CLINGER 11/03/2004 U 4077 MASH DR
Example #8: The following set of records has a single punctuation character different, with the same address but different voter ID numbers. There was no duplicated votes in the same election detected between the two ID numbers.
Voter Record A:
JOHN JACOB JINGLHIEMER-SCHMIDT 06/29/1997 M 12345 JACOBS RD
Voter Record B:
JOHN JACOB JINGLHIEMER SCHMIDT 06/29/1997 M 12345 JACOBS RD
Results Dataset:
A full version of the aggregated excel data is provided below, however all voter information (ID, first name, middle name, last name, dob, gender, address) have been removed and replaced by a one-way hash number, with randomized salt, based on the voter ID. The full file with specific voter information can be provided to parties authorized by ELECT to receive and process voter information, Election Officials, or Law Enforcement upon request.
The MOU between the VA Department of Elections (ELECT) and the VA Department of Motor Vehicles (DMV) is also provided below for reference. Section 7.3 defines the minimal standards for determining a match when no social security number is present.
Per the recent James O’Keefe video documenting incredulous amounts of contributions by individuals to political committees, I took a few minutes to download the public FEC data in bulk format and collated all of the individuals that had more than 100 donations to each of the following organizations: DNC, DCCC, DSCC, RNC, NRSC, NRCC, WinRed, ActBlue in the 2021-2022 Election period.
I made sure to account for and remove those records of contributions that had been (legally) returned due to over-contribution, or earmarked for campaign committee legal or facility funds, etc which are exempt from campaign finance limits.
I hope it helps James. I’m not going to try and do any sort of analysis on this data, as I’ve got plenty to do regarding the IT of our elections, but I wanted to help where I could. Any questions, or if you would like the raw transaction data, please feel free to contact me, or if you have a particular committee ID that you would like the information for, just let me know. I am happy to help.
Using the 2022-11-23 Registered Voter List (RVL) and the 2023-01-26 Voter History List (VHL) purchased from the VA Department of Elections (ELECT) I wrote up an analysis script to check for potentially duplicated registrant records in the RVL and cross reference duplicate pairings with the VHL to identify potential duplicate votes. This was my initial attempt at quantifying the number of potentially duplicate records in the RVL, and I have since updated the code to use a more rigorous Levenshtein distance metric, as well as making improvements to the parsing routines, bugfixes, etc. The details of the Hamming distance work are summarized below, and left up here for reference. For the latest and up to date information, please see the newer article posted here.
Errata note: One of the code bugs I discovered was that some of the entries did not actually get checked as they were accidentally skipped, so the numbers below are lower than the numbers presented in the newer work.
Please note that I will not publish voter Personally Identifiable Information (PII) on this blog. I have substituted fictitious PII information for all examples given below, and cryptographically hashed all voter information in the downloadable results file. I will make available the detailed information to those that have the authorization to receive and process voter data upon request (contact us).
Summary of Results:
We should mathematically expect approximately 11 exact string collisions in the full RVL dataset when comparing (First Name + Middle Name + Last Name + Suffix + Full DOB), but instead we see 1982 such collisions, which is over an order of magnitude increase from the expected value. While its possible that some of these collisions are false positives, there are quite a number of them that are deserving of further scrutiny.
Method:
For every entry in the latest RVL, I performed a string distance comparison, based on Hamming distance, between every possible pair of strings of (FIRST NAME + MIDDLE NAME + LAST NAME + SUFFIX + FULL DOB). So for the ~6M different RVL entries, we need to compute ~3.6 x 10^13 different string comparisons. A hamming distance of 0 indicates the strings being compared are identical, a hamming distance of 1 indicates that there is a single character different between the two strings, a hamming distance of 2 indicates 2 characters are different, etc. This obviously is a very computationally intensive process and it took over two days to complete the processing, once I got the bugs worked out. (I’ve been quietly working on this one for a while now … )
Note that the Hamming distance only compares each respective position in a string and does not account for adding or removing a character completely from a string. A metric that does include addition and subtraction is the Levenshtein Edit Distance, which is much more computationally expensive (but more rigorous) metric. The Hamming distance is related to the Levenshtein distance in that it is mathematically the upper bound on the Levenshtein distance for arbitrary strings. I haven’t yet finished making an optimized GPU accelerated version of the Levenshtein edit distance metric, but it is in the works and I will redo this analysis with the new metric once that is completed.
I aggregated all of the Hamming distance pairings that were less than or equal to 3 characters different in order to identify potential (key word) duplicated registrants, and additionally for each pairing looked at the voter history information for each registrant in the pair to determine if there was a potential (again … key word) for multiple ballots to be cast by the same person in any given election. As we allow for more characters to be different, we potentially are including many more likely false positive matches, even if we are catching more true positives.
For example: At a Hamming distance of 4 the strings of “Dave Joseph Smith M 10/01/1981” and “Tony Joseph Smith M 10/01/1981” at the same address would produce a potential match, but so would “Davey Joseph Smith M 10/01/1981” and “David Josiph Smith M 10/02/1981”. The first pair is more likely to be a false positive due to twins, while the second is more likely to be due to typo’s, mistakes, or use of nicknames and might warrant further investigation. A much stronger potential match would be something like “David Josiph Smith M 10/01/1981” and “David Joseph Smith M 10/01/1981”, with a Hamming distance of 1 at the same address. In an attempt to limit false positives, I have clamped the Hamming distance checks to <= 3 in this analysis.
One of the drawbacks of using Hamming distance over a more complete metric such as Levenshtein, is that the Hamming distance would give a very high score, and would therefore filter out of our results, an example pairing such as: “David Joseph Smith M 10/01/1981” and “Dave Joseph Smith M 10/01/1981”. The change from “id” to “e” adds/subtracts a character making the rest of the characters in the remainder of the string shift position and also not match. A Levenshtein metric would correctly return a small distance of 2, whereas the hamming distance returns 27. (As mentioned earlier, I am working on a Levenshtein implementation, but it is not yet complete.)
Note that with the official records obtained from ELECT, and in accordance with the laws of VA, I do not have access to the social security number or drivers license numbers for each registration record, which would help in identifying and discriminating potential duplicate errors vs things like twins, etc. I only have the first name, middle name, last name, suffix, month of birth, day of birth, year of birth, gender, and address information that I can work with. I can therefore only take things so far before someone else (with investigative authority and ability to access those other fields) would need to step in and confirm and validate these findings.
Results:
The summary totals are as follows, with detailed examples.
Hamming Distance
0
1
2
3
Number of Potential Duplicate Registrant Pairs
1982
3276
21864
120642
Number of Potential Duplicate Ballots
110
3248
31210
175872
According to my derivations and simulations that are described in detail at the end of this article, we should only expect to see an average of 11 (+/- 3) potential duplicate pairs (a.k.a. “collisions”) at a Hamming distance of 0. This is over two orders of magnitude different than what we observe in the compiled results table above. Such a discrepancy deserves further investigation and verification.
Examples of Types of Issues Observed:
NOTE THE BELOW INFORMATION HAS HAD THE VOTER PERSONALLY IDENTIFIABLE INFORMATION (“PII”) FICTIONALIZED. WHILE THESE ARE BASED ON REAL DATA TO ILLUSTRATE THE DIFFERENT TYPES OF OBSERVATIONS, THEY DO NOT REPRESENT REAL VOTER INFORMATION.
Example #1: The following set of records has the exact match (Hamming Distance = 0) of full name and full birthdate (including year), but different address and different voter ID numbers AND there was a vote cast from each of those unique voter ID’s in the 2020 General Election. While it’s remotely possible that two individuals share the exact same name, month, day and year of birth … it is probabilistically unlikely (see section below on mathematical derivation of probabilities if interested), and should warrant further scrutiny.
Voter Record A:
AMY BETH McVOTER 12/05/1970 F 12345 CITIZEN CT
Voter Record B:
AMY BETH McVOTER 12/05/1970 F 5678 McPUBLIC DR
Example #2: This set of records has a single character different (Hamming distance of 1) in their first name, but middle name, last name, birthdate and address are identical AND both records are associated with votes that were cast in the 2020, 2021, and 2022 November General Elections. While it is possible that this is a pair of 23 year old twins (with same middle names) that live together, it at least bears looking into.
Voter Record A:
TAYLOR DAVID VOTER 02/16/2000 M 6543 OVERLOOK AVE NW
Voter Record B:
DAYLOR DAVID VOTER 02/16/2000 M 6543 OVERLOOK AVE NW
Example #3: This set of records has two characters different (Hamming distance of 2) in their birthdate, but name and address are identical AND the birth years are too close together for a child/parent relationship, AND both records are associated with votes that were cast in the 2020 and 2022 November General Elections.
Voter Record A:
REGINA DESEREE MACGUFFIN 02/05/1973 F 123 POPE AVE
Voter Record B:
REGINA DESEREE MACGUFFIN 03/07/1973 F 123 POPE AVE
Example #4: This set of records has again a single character different (Hamming distance of 1) in the first name (but not the first letter this time) and the last name, birthdate and address are identical. There were also multiple votes cast in the 2019 and 2022 November General from these registrants.
Voter Record A:
EDGARD JOHNSON 10/19/1981 M 5498 PAGELAND BLVD
Voter Record B:
EDUARD JOHNSON 10/19/1981 M 5498 PAGELAND BLVD
Example #5: This set of records has two characters different (Hamming distance of 2) in the first and middle names and the last name, birthdate, gender and address are identical. There were also multiple votes cast in the 2021 and 2022 November General from these registrants. Again it is possible that these records represent a set of twins given the information that ELECT provides.
Voter Record A:
ALANA JAVETTE THOMPSON 01/01/2003 F 123 CHARITY LN
Voter Record B:
ALAYA YAVETTE THOMPSON 01/01/2003 F 123 CHARITY LN
Example #6: The following set of records has the exact match (Hamming Distance = 0) of full name and full birthdate (including year), and same address but different voter ID numbers. There was no duplicated votes in the same election detected between the two ID numbers.
Voter Record A:
JAMES TIBERIUS KIRK 03/22/2223 M 1701 Enterprise Bridge
Voter Record B:
JAMES TIBERIUS KIRK 03/22/2223 M 1701 Enterprise Bridge
Example #7: The following set of records has the exact match (Hamming Distance = 0) of full name and full birthdate (including year), same address but different gender and voter ID numbers. There was no duplicated votes in the same election detected between the two ID numbers.
Voter Record A:
MAXWELL QUAID CLINGER 11/03/2004 M 4077 MASH DR
Voter Record B:
MAXWELL QUAID CLINGER 11/03/2004 U 4077 MASH DR
Results Dataset:
A full version of the aggregated excel data is provided below, however all voter information (ID, first name, middle name, last name, dob, gender, address) have been removed and replaced by a one-way hash number, with randomized salt, based on the voter ID. The full file with specific voter information can be provided to parties authorized by ELECT to recieve and process voter information, Election Officials, or Law Enforcement upon request.
